Senior Lead/ Lead- Internal Control

• Plan and implement internal control activities in accordance with securities regulations, internal company policies and professional ethical standards. 
• Inspect and monitor compliance with operational procedures of departments in the company, including financial management and other securities-related operations. 
• Evaluate the effectiveness of the internal control system, identify bottlenecks and risks and propose corrective solutions to improve operational efficiency. 
• Participate in developing, reviewing, and updating internal regulations, operational procedures and internal policies related to securities activities and risk management. 
• Monitor compliance with regulations on financial safety and capital adequacy in accordance with securities laws. 
• Control and monitor compliance with regulations on anti-money laundering (AML). 
• Track, consolidate and report internal control results periodically and on an ad-hoc basis to management as required. 
• Support relevant departments in training and internal communication on compliance and internal control regulations. 
• Perform other tasks as assigned by the direct manager.

• Bachelor degree or higher in Accounting, Auditing, or Law.

• 3–4 years work experience in audit/ internal control, ideally with exposure to securities companies, financial institutions, or banks.
• Certificate in Securities Law and the Securities Market and Basic Certificate in Securities and the Securities Market are advantageous.
• Solid knowledge of securities laws, the Law on Enterprises, and regulations governing securities company operations; knowledge of fintech is a plus.
• Strong risk analysis, reporting, and presentation skills; proficient in office software; data analysis tools knowledge is a plus.
• Honest, objective, proactive, and ownership-driven; operates well with minimal structure.